Falcon Investments is not endorsed or recommended by these companies or universities.
As an individual 401K, 403B, or 457 Retirement Plan participant, employees may be able to utilize a “brokerage window” allowing access to professional money managers and an investment advisor, tailoring customized portfolios with greater investment options and increased flexibility.
Your “brokerage window” is a brokerage account that allows you or your designated Registered Investment Advisor (RIA) and representative to invest your existing 401K, 403B, or 457 balance into a range of investment options not offered within the standard menu of plan investment options. The best part is that your investments stay within your 401K, 403B, or 457 plan.
With the guidance from a financial advisor at Falcon Investments, a Self-Directed Brokerage Option can be a good solution for investors who want investment advice as well as a coordinated road map with the other assets and financial concerns that comprise their complete financial plan.